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Provost & Academic V.P.
Western Illinois University
1 University Circle
211 Sherman Hall
Macomb, Illinois 61455
Phone: 309/298-1066
E-mail: PS-Brown@wiu.edu
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WIU/UPI Agreement 2001-2005
Article 20: Evaluation: Criteria and Procedures
20.1. Purpose of Evaluation
The University is responsible for evaluating the performance of all employees.
The purposes of evaluation are to judge the effectiveness of an employee's
performance, to identify areas of strength and weakness, and to improve
employee performance. Additionally it shall provide a basis for the University
President and the Board, as appropriate, to make decisions concerning
retention, promotion, tenure or professional achievement awards. It is
the responsibility of all employees to submit the materials and follow
the schedules identified in this article.
20.2. Evaluation Schedule
In consultation with the Union Chapter President, the Academic Vice President
or designee shall create and distribute to all faculty by October 1 the
University timetable listing the deadline dates for faculty to submit
their evaluation portfolios and for each faculty committee and evaluating
administrator to provide written notice of their evaluation recommendations.
Upon written request of the employee or the Department Chair and the Dean,
the Academic Vice President may extend the deadline for submission of
the portfolio, with notification to the Union Chapter President.
20.3. Evaluation Period
- Material submitted for an evaluation will include
activity from the first day of the fall semester to the day preceding
the beginning of the next fall semester (except in Probationary Year
One [PY 1] and Probationary Year Two [PY 2]-- see below). Adesignated
evaluation period (such as five years for promotion to Full Professor)
shall begin the year in which the last evaluation portfolio was submitted
up to the first day of the fall semester of the current year. The year
in which one submits an evaluation portfolio is not evaluated for the
personnel action under consideration but will be evaluated during a
subsequent evaluation period.
- Retention: Primary emphasis will be placed
on performance since the initial appointment date for first year employees;
for all other probationary employees, primary emphasis will be placed
on the period beginning with the semester they submitted their most
recent evaluation portfolio. However, each evaluation period shall be
considered not in isolation but in the context of the employee's total
probationary performance record. Probationary employees will show improvement
in teaching/primary duties and increased quantity and quality of performance
in scholarly/professional activity and University/community service.
Exceptions to this expectation may be made for faculty whose performance
is sufficiently strong that significant improvement would be difficult
to achieve.
- Employees in PY1 and PY2 shall be evaluated in
Teaching/Primary Duties and will be required to submit plans for pursuit
of Scholarly/Professional activities and demonstrate at least minimal
service in each evaluation period. Service activities and plans
for Scholarly/Professional activity shall be included in the evaluation
portfolio for advisory comment. Anon-retention decision in PY1 and PY2
cannot be based on Scholarly/Professional or Service activities. Evaluation
for PY 1 will consider documentation for fall semester of that year.
Evaluation for PY 2 will consider documentation for spring semester
of the first year (with a review of PY1 outline). Evaluation for PY
3 will consider documentation for fall and spring semesters of PY 2
(with a review of PY 1 and PY 2 outlines). Evaluation of PY 4 will consider
documentation for fall and spring semesters of PY 3 (with a review of
all previous years' outlines). Evaluation for PY 5 will consider documentation
for fall and spring semesters of PY 4 (with a review of all previous
semester outlines). This system is presented in the chart below.
| PY Year |
Semesters To Be Documented |
| 1 |
Fall, PY 1 |
| 2 |
Spring, PY 1* |
| 3 |
Fall & Spring, PY 2* |
| 4 |
Fall & Spring, PY 3 * |
| 5 |
Fall & Spring, PY 4* |
| 6 (Tenure Year) |
Fall, PY 1Spring, PY 5 * |
*Plus outlines from previous years.
Employees who begin their employment after October 1st shall remain
in PY 1 their entire second employment year. In January of their second
employment year they will have the previous Spring and Fall evaluated.
They then will fall into the normal cycle described above beginning
with PY2.
- Tenure: the evaluation period for tenure
will include the total number of years employed as a probationary faculty
member at the University.
- Promotion: the evaluation period for promotion
will include the employee's entire record since the initial hiring date
or since the year before the effective date of the last promotion, whichever
is later.
- Professional Achievement Awards: the evaluation
period for PAAs will include only the four years preceding the application.
- Four-Year Appraisal of Tenured Faculty: the
evaluation period will include the four years prior to appraisal application.
20.4. Evaluation Criteria
- Evaluation of an employee's effectiveness shall
be based on consideration of the employee's professional responsibilities:
teaching/primary duties, scholarly/ professional activities, and service.
Teaching/primary duties shall be the most important of these three responsibilities.
- Performance Standards
Performance standards for retention, tenure, promotion, and Professional
Achievement Awards (PAAs) will be developed by the Department Chairs
in consultation with the faculty. Upon completion, this document, "Department
Criteria," will be signed by the Department Personnel Committee Chair
indicating faculty participation and either concurrence or concerns.
The DPC Chair may attach a statement to accompany the Department Criteria
if there is disagreement with the Chair.
- Department Criteria
- ) Each department shall have a statement of
Department Criteria, describing the standards, materials, methods,
and procedures, to be used in evaluating performance of employees
eligible for retention, tenure, promotion, and Professional Achievement
Awards. The Department Criteria will contain:
- ) materials and activities appropriate for
the department to use for each of the three areas of evaluation
and the relative importance of these materials and activities;
and
- ) a general statement of the methods to
be used and the relative emphasis to be given in each of the
three areas of evaluation, with teaching/ primary duties being
the most important area; and
- ) a statement that student assessment results
will not be used in the evaluation of faculty performance.
- ) Educational Requirement--Current educational
requirements for tenure shall be reviewed, and, if appropriate,
modified, at the department level. Departments with professional
programs may specify requirements within their programs.
- ) The statement of criteria will include
the department's student course evaluation form.
- ) When applicable, Department Criteria shall
take into consideration inherent differences in form, content,
or audience that might adversely affect a faculty member's evaluation.
Examples include, but are not limited to, general education,
distance education (see Article 20.14), or multi-cultural material.
- ) A statement that defines the composition
of the Department Personnel Committee and the procedures for
election.
- ) Nothing shall prevent the Academic Vice President
from requiring common elements in all Department Criteria as related
to the performance of assigned professional responsibilities.
- Approval Process
By no later than December 7, 2001, each Department Chair shall submit
the department's proposed Department Criteria, with any accompanying
statement by the Department Personnel Committee Chair, to the appropriate
Dean. The Dean will forward all Department Criteria, with her or his
recommendation, to the Academic Vice President for approval. The Academic
Vice President shall review proposed Department Criteria, discuss them
with the appropriate Dean and the Union Chapter President, and then
notify the Dean, Department Chair and the DPC Chair in writing of any
recommended additions, deletions, or modifications. Department revisions
shall be submitted to the Dean and forwarded to the Academic Vice President
for final approval. The Academic Vice President will notify departments
of the approval status of their Department Criteria. [Specific dates
will be provided by the Academic Vice President in consultation with
the Union Chapter President following ratification of the contract.]
- ) The Department Criteria as approved shall
become effective September 1, 2002. The Department Criteria shall
remain in effect for the duration of this Agreement, unless modified
by the faculty and Department Chair, recommended by the Dean, and
approved by the Academic Vice President after discussion with the
Union Chapter President. Modifications when necessary shall follow
the same procedures discussed in 20.4.b. Department Criteria in
effect on August 31, 2001, shall remain in effect through the 2001-2002
academic year.
- ) During the first year (2002-03) of the new
Department Criteria, faculty applying for tenure, promotion, or
PAA may choose whether to meet the old or the new Department Criteria.
- ) All departments shall receive a copy of the
approved statement of Department Criteria within 15 days of final
approval, with copies to individual faculty no later than September
1, 2002.
- Areas of Evaluation
The effectiveness of each employee being considered for retention, promotion,
tenure, and PAA (see 20.13), will be evaluated in the areas of
teaching/performance of primary duties, scholarly/professional activities,
and University/ community service. Teaching/performance of primary
duties is the most important of the three areas of evaluation.
- Factors to be Considered in Evaluation of Each
Area (Specificity to be added by Department Criteria) The following
lists are not to be considered exhaustive but are intended to be used
as a guide. All employees will not necessarily be evaluated on all items.
- ) Teaching/Primary Duties
- ) assigned and related teaching responsibilities;
- ) command of and currency in subject matter/discipline;
- ) oral English proficiency as mandated by
Illinois statute;
- ) ability to organize, analyze and present
knowledge or material;
- ) ability to encourage and engage students
in the learning process;
- ) application of new methodologies and technologies
of instruction;
- ) documented participation in professional
growth activities contributing to enhanced teaching or contributions
to the University or profession; and
- ) student advisement and direction of individual
student activities.
- ) Scholarly/Professional Activities
- ) the quality and quantity of research;
- ) the quality and quantity of research leading
to publication/presentations;
- ) the quality and quantity of creative activity
especially in, but not limited to, the performing arts;
- ) the nature, number and funding level of
grants;
- ) the extent and nature of national, state
or local recognition of research/ creative activity;
- ) the extent and nature of participation
in professional organizations (national, state, local; office/position
held or leadership roles).
- ) University/Community Service* University service
includes department, college and University-wide activities and
service to the region and state, including but not limited to such
activities as:
- ) committees;
- ) recruitment/retention activities;
- ) sponsorship of student organizations;
- ) mentoring activities;
- ) community or regional agency work or consultations.
*For faculty assigned to the WIU-Quad Cities campus, criteria
should reflect what is available at that location, recognizing
alternatives to Macomb based committee service.
The quality of participation shall be evaluated by consideration
of such factors as:
- ) extent and nature of leadership;
- ) degree of participation;
- ) quality and length of service;
- ) extent and nature of national, state
or local recognition of service;
- ) the relationship of the service to
the employee's assigned responsibilities and to the University.
20.5. Evaluation Committees
- Faculty evaluation committees will function at
the department and University levels. All faculty on these committees
will be tenured employees (unless a department has fewer than
three tenured faculty) elected by members of Bargaining Unit A.
- ) Department Personnel Committee (DPC) members
will be elected by all department members of Bargaining Unit A.
In a department with fewer than three faculty, DPC members will
be elected by all Unit A bargaining unit members who teach courses
in that department on a regular basis as determined by the department.
- ) The University Personnel Committee (UPC) shall
consist of nine tenured full professors, with two elected from and
by each college; one representative will be elected by and from
the University Library/Counseling Center Bargaining Unit Aemployees.
Staggered terms shall be for three years. The Faculty Senate will
conduct the election of representatives on the UPC.
- The role of faculty personnel committees in retention,
tenure, promotion, and PAAs is to provide written recommendations: Department
Personnel Committees recommend to Department Chairs; the University
Personnel Committee recommends to the Academic Vice President in cases
where there are any negative recommendations.
- Department and University Personnel Committees
may request further materials, explanations, or additional documentation
of statements in the portfolio.
- Failure to constitute a committee or failure of
a committee to make a recommendation shall not prevent decisions concerning
retention, tenure, promotion, or PAAs from being made.
20.6. Evaluation Portfolio and The Addition of New Materials
- By a date specified in the University evaluation
timetable, each employee to be evaluated for retention, promotion, tenure,
or PAA shall submit an evaluation portfolio containing evaluation materials
required by the Department Criteria. The portfolio should include a
table of contents to ensure adequate security of the contents, and should
be organized according to the guidelines developed jointly by the Academic
Vice President and the Union.
- Material used in the evaluation process shall be
materials included in the evaluation portfolio, materials referred to
in the employee's supporting materials, and materials in the employee's
personnel file, except for confidential materials submitted in connection
with the employee's initial appointment. Documentation of program needs
may be used where program needs are the basis of a nonretention recommendation
or decision.
- Conditions under which materials may be added to
the portfolio by the administration:
- ) when the materials were not available prior
to the beginning of the evaluation process, provided the employee
is notified and given an opportunity to respond;
- ) when the materials were in the employee's
personnel file prior to the beginning of the evaluation process,
provided that copies of any statements attached to such materials
by the employee also be included and provided that the employee
is notified and given an opportunity to review the materials and
respond.
- Conditions under which materials may be added to
the portfolio by the employee:
- ) when an evaluator requests further materials,
explanation, or additional documentation of statements in the portfolio;
- ) when the material is submitted in response
to an evaluator's placement of materials in the employee's evaluation
portfolio or personnel file after the beginning of the evaluation
process;
- ) when supporting documentation was not available
prior to the beginning of the evaluation process, except in the
case of a tenure application, where substantial new material affecting
the outcome will be permitted during the evaluation process.
- When materials are added to the employee's evaluation
portfolio or when additional materials are requested, the evaluation
shall cease and the employee shall be given up to three days to respond
before the evaluation resumes, unless given an extension by the Academic
Vice President and the Union Chapter President.
- A copy of the evaluation recommendation made at
each step of the evaluation process shall be added to the portfolio.
If an employee has requested reconsideration of a negative recommendation,
a copy of the employee's appeal letter and of the written statement
of the result of the reconsideration shall be included in the portfolio.
A copy of any written evaluation placed in an employee's evaluation
portfolio or personnel file shall be provided to the employee.
20.7. Evaluation Procedures Common to All Personnel Applications
- Employees will initiate applications for retention,
tenure, promotion, or the Professional Achievement Award (PAA). This
is accomplished by the submission of the evaluation portfolio to the
Department Chair.
- The following evaluators will prepare separate
written recommendations concerning applications for retention, tenure,
promotion, or the PAA: the Department Personnel Committee (DPC), the
Department Chair, the appropriate Dean or Director (if any), and the
University Personnel Committee (UPC) if required. All written recommendations
will be supported with written reasons based on department criteria,
and the applicant will be provided with a copy of the recommendation
and supporting reasons before the recommendation is forwarded to the
next level. The President will provide the employee with a written decision
concerning the application. If the decision is negative, the President
will provide the employee with a statement of reasons for the decision
based on department criteria.
- The evaluation process will commence with the Department
Chair forwarding the evaluation portfolio to the DPC. Upon completion
of its evaluation, the DPC will forward the evaluation portfolio to
the Department Chair. Upon completion of his or her evaluation, the
Department Chair will forward the evaluation portfolio to the appropriate
Dean or Director; if there is no Dean or Director, the Department Chair
will forward the evaluation portfolio to the Academic Vice President.
Upon completion of her or his evaluation, the Dean or Director will
forward the evaluation portfolio to the Academic Vice President. The
Academic Vice President will forward to the University Personnel Committee
(UPC) the evaluation portfolios for all employees receiving negative
recommendations. Upon completion of its evaluation, the UPC will forward
the evaluation portfolio and its recommendation to the Academic Vice
President. The Academic Vice President shall review with the University
President the evaluation portfolios submitted by employees. The
University President shall provide each employee with a written decision.
If the decision is negative, the University President shall provide
the employee with a statement of reasons for the decision based on department
criteria.
- The employee may submit a written request for reconsideration
of any negative recommendation by the DPC, Department Chair, or UPC.
The request should contain relevant information, reasons, and documentation.
Requests for reconsideration must be filed with the appropriate evaluator
no later than 5 calendar days after receipt by the employee of the negative
evaluation recommendation. All requests for reconsideration will be
granted and the appropriate evaluator will provide the employee with
a written statement of the result of the reconsideration. e. Copies
of all written recommendations, appeal letters, and written responses
to the request for reconsideration shall be placed in the employee's
evaluation portfolio at each level of review.
20.8. Procedures Unique To Retention Decisions
- Probationary employees shall be evaluated every
year. However, no employee shall be evaluated for retention until she
or he has completed one full semester at the University. Employees in
PY1 and PY2 shall be evaluated in Teaching/ Primary Duties and will
be required to submit plans for pursuit of Scholarly/ Professional activities
and demonstrate at least minimal service in each evaluation period.
Service activities and plans for Scholarly/Professional activity
shall be included in the evaluation portfolio for advisory comment.
A non-retention decision in PY1 and PY2 cannot be based on Scholarly/Professional
or Service activities.
- Written notice that a probationary appointment
will not be renewed will be given to an employee by the University President
as follows:
- ) by not later than April 1 for employees in
probationary years 1 and 2;
- ) by not later than December 15 for employees
in probationary years 3 and 4; and 40
- ) by not later than 12 months before expiration
of the appointment for employees in probationary years 5 and 6 (tenure
year).
- In the event of failure to provide notice of non-renewal
required by Article 20.8.b. above, the employee shall receive a probationary
appointment for one academic year.
- If an employee fails to submit an evaluation portfolio,
that employee shall not be rehired in a tenure track position. However,
an employee may withdraw a portfolio at any stage of the evaluation
process and shall be given the renewal notice required in 20.8.b. above.
20.9. Procedures Unique To Promotion Decisions
An employee shall be eligible for consideration for promotion if she
or he meets the following requirements.
- Degree
- ) All degrees must be awarded by and all graduate
study completed at an accredited institution.
- ) For promotion to the rank of Assistant Professor,
an employee must possess a bachelor's degree and have completed
at least 60 semester hours, or the equivalent, of graduate study
toward an advanced degree; or must possess a master's degree and
have at least 30 semester hours, or the equivalent, of graduate
study toward an advanced degree; or must have fulfilled applicable
educational requirements for tenure.
- ) For promotion to the rank of Associate Professor,
an employee must possess a terminal degree or an appropriate professional
degree/credential.
- ) For promotion to the rank of Professor, an
employee must possess a terminal degree or an appropriate professional
degree/credential.
- Years of Service
- ) An employee may apply for promotion to the
rank of Assistant Professor in her or his third year of full-time
service at the University at the rank of Instructor.
- ) An employee may apply for promotion to Associate
Professor in her or his fourth year of full-time service at the
University at the rank of Assistant Professor.
- ) An employee may apply for promotion to the
rank of Professor in her or his fifth year of full-time service
at the University at the rank of Associate Professor.
- Promotion on the Basis of Exception
An employee who does not satisfy the degree requirements for promotion
may apply on the basis of exceptional teaching/performance of primary
duties, or exceptional scholarly/professional activity, or exceptional
service. Department criteria will specify exceptional performance in
each of the three areas.
- Employees should discuss their interest in applying
for promotion with their Department Chair prior to initiating the application
process.
- The number of employees who hold a particular rank
at the University shall not be grounds for denial of a promotion to
an eligible employee who has otherwise satisfied evaluation criteria.
20.10. Procedures Unique to Tenure Decisions
- Tenure is a status awarded by the Board of Trustees
upon the positive recommendation of the University President following
an extensive evaluation process. Tenure is a relationship of continuing
commitment between the University and the employee, benefiting both.
- Each tenured employee shall have continuous employment
at the University unless such employee resigns, retires, is laid off
pursuant to Article 24, or is terminated for adequate cause.
- Tenure shall not be acquired automatically by length
of service or prior promotion. Tenure shall be granted and may be acquired
only by specific action of the Board after receipt of a specific recommendation
of the University President. Tenure shall be in a department.
- Tenure may be granted to a member of the bargaining
unit described in Appendix A at the time of initial appointment--if
the person was tenured at her or his previous institution--following
a positive recommendation by the department, the Department Chair, the
Dean, and the Academic Vice President, and upon recommendation of the
University President and approval by the Board.
- Tenure may be granted to an individual not a member
of the bargaining unit described in Appendix A, either upon initial
appointment or subsequently, following a recommendation by the department,
the Department Chair, the Dean, and the Academic Vice President, and
upon a positive recommendation of the University President and approval
by the Board.
- An employee shall be eligible to apply for tenure
if she or he holds at least the rank of Assistant Professor and meets
the following requirements. An employee may be considered for promotion
and tenure in the same year.
- ) Educational Requirements
Faculty must meet the educational requirements stipulated in their
department's criteria. An employee who does not satisfy the educational
requirements for tenure may apply for consideration on the basis
of exceptional teaching/performance of primary duties, exceptional
scholarly/professional activity, or exceptional service. Criteria
for exceptionality in the above areas shall be stipulated in the
department criteria.
- ) Years of Service
- ) An employee may not apply for tenure before
her or his sixth probationary year.
- ) All employees shall be placed in probationary
year one at the time of initial appointment.
- ) An employee who has taught full time in
an accredited baccalaureate degree-granting institution of higher
education may elect to have counted toward tenure two consecutive
years of full time service if those years of service occurred
within the last five years. Faculty who count previous years
of teaching toward tenure may have their scholarly/professional
activity record during those same two years considered as part
of their performance. After successful completion of
probationary year 1, an employee may elect to be placed in a
higher probationary year as follows:
| Previous Years Experience Counted |
WIU Probationary Year |
| 1 |
3 |
| 2 |
4 |
- ) An employee who is eligible for placement
in a higher probationary year and who elects to be placed in
a higher probationary year must notify the Academic Vice President
in writing by September 1 of the employee's second probationary
year.
- In the event that an eligible employee does not
submit her or his application for tenure in the sixth probationary year,
the employee shall receive a terminal contract for the next academic
year. An employee may withdraw her or his tenure application at any
time during the tenure evaluation process.
- If an employee is not notified of a decision denying
tenure by the University President on her or his tenure application
by June 1 and by the Board after the next meeting following June 1,
the employee shall be granted a probationary contract for the subsequent
academic year but shall not thereby receive tenure. An eligible employee
in her or his sixth probationary year who is not awarded tenure by action
of the Board shall receive a terminal contract for the subsequent academic
year.
20.11. Requirements and Procedures With Regard to Student Evaluations
- Departments shall develop standardized procedures
for administering student evaluations for all courses that are evaluated.
Faculty being evaluated are not to be in the room at the time of the
evaluation and evaluations should be returned to the department office
directly or by mail by a disinterested party such as a proctor or responsible
student. Family members of faculty being evaluated cannot serve as proctors.
If necessary, faculty may transport completed evaluations that have
been placed in a sealed envelope by a proctor or responsible student
with the seal signed by the proctor or student.
- Faculty shall be evaluated on the basis of more
than one measurement of teaching effectiveness. Numerical scores on
student evaluations shall not be the sole determinant in retention,
tenure, promotion, PAA, and four year review recommendations.
- Faculty are not to receive the results of student
evaluations until after grades have been submitted.
- Faculty who question the accuracy of the transcription
of student comments may request that the DPC Chair and/or Department
Chair review the original evaluations. Student evaluations are the property
of the university. Faculty will be provided with a copy of evaluation
scores and all transcribed comments.
- Department Criteria will explain the role of student
evaluations in personnel recommendations.
- Probationary faculty shall submit student evaluations
from all courses taught. Tenured faculty shall submit student evaluations
from a majority of all courses taught during the academic year. Department
Criteria in each department may specify fewer or a greater number of
courses evaluated based on unique needs of individual departments. Evaluations
for summer session and intersession courses are optional unless required
by Department Criteria.
- On-line courses and other courses offered through
Distance Education are to be evaluated based on guidelines provided
in Department Criteria (see 20.14 below).
20.12. Procedures Unique to Four Year Appraisal for Tenured Employees
- There will be an appraisal every four years required
of all tenured faculty not applying for promotion. The appraisal cycle
will begin in an employee's fourth year after being awarded tenure.
It will be repeated every fourth year after that, except as in Article
20.12.d. below.
- The purpose of this process is to identify areas
of strength and weakness and to improve performance. The process is
not to be construed as a review of either individual or collective tenure.
The evaluation shall consist of the review of the following by the Department
Chair:
- ) Student evaluations (see 20.11. above);
- ) Materials submitted by the employee in outline
form to substantiate a reasonable level of performance in the areas
of teaching/primary duties, scholarly/professional activity, and
service;
- ) Materials in the employee's personnel file.
- Following review of the documents, the Department
Chair shall write a brief evaluation statement and send it to the Dean
for review and to the Academic Vice President for inclusion in the employee's
personnel file. A copy of the evaluation statement shall be sent to
the employee, who may attach a written response to the evaluation statement
for inclusion in the personnel file.
- If there is documented evidence of a need for improvement,
the Chair shall meet with the faculty member in order to identify strengths
and weaknesses and, if necessary, to develop an appropriate Professional
Improvement Plan. After this meeting, the Chair may write such a plan
and shall allow a reasonable period of time for its completion. The
faculty member has a professional obligation to participate in the development
and implementation of such a Professional Improvement Plan. One year
after completion of the Professional Improvement Plan, the employee
will be evaluated again. If a faculty member successfully completes
her/his Professional Improvement Plan then a new appraisal cycle will
begin immediately after that evaluation.
- If, during the four year cycle, a Chair or Dean
has documented evidence that there is a problem with a faculty member's
performance, the Chair will discuss the situation with the faculty member
and, if necessary, develop with the employee's input, an appropriate
Professional Improvement Plan.
- Tenured faculty scheduled for the four year appraisal
may apply at the same time for a Professional Achievement Award.
20.13. Procedures Unique to Professional Achievement Awards (PAAs)
- In the same year as the four year appraisal, a
faculty member may choose to apply for a Professional Achievement Award.
The outline submitted for the appraisal may serve as the basis for the
PAA, but the faculty member must submit as well a portfolio with full
documentation for teaching/primary duties and for one other area of
evaluation (scholarly/professional activity or service). Department
Criteria will specify requirements of high levels of performance in
teaching/primary duties, scholarly/professional activity and service,
and the faculty member applying for a PAA must meet the high level of
performance in teaching/primary duties and in the second area to be
evaluated for the award. In the third area of performance, the faculty
member will submit the same outline submitted for the four year appraisal.
No one can be denied a PAA on the basis of performance in this third
area.
- The PAA application must contain full documentation
of the previous four years. The PAA application will be evaluated by
the Department Personnel Committee, Chair, Dean, University Personnel
Committee (if there are negative recommendations), and the Academic
Vice President prior to the President's final decision. Faculty earning
PAAs will be compensated at the rate specified in Article 29.2 (Additional
Compensation).
- Faculty who do not apply for, or receive, a PAA
when eligible must wait for their next Four-Year Appraisal before reapplying.
- Employees may apply for a promotion and a PAA in
the same year.
20.14. Procedures Unique to Distance Education Courses
- For the purpose of evaluating a faculty member's
CODEC, web based, or satellite-broadcast teaching, on-campus and off-campus
sections of the same class will be regarded as different classes. The
intent is that inherent differences between distance education and regular
classes should not adversely affect a faculty member's evaluation.
- Any department offering distance education courses
shall:
- ) Establish separate criteria for the evaluation
of distance education teaching;
- ) Identify alternative evaluation methods of
distance education teaching (such as separate forms for distance
education classes or for evaluating of the technology) consistent
with the category used.
- The following items may be taken into account in
developing the department criteria/methods for evaluating the teaching
of distance courses:
- ) Type of distance education;
- ) Number of remote sites for CODEC and satellite
broadcast, and number of students at each site;
- ) Types and reliability of support to students
at remote sites;
- ) Frequency of technical "downtime";
- ) Faculty member's prior experience with this
type of distance teaching or offering of this course at a distance.
20.15. Multi-Department Assignments
- Multi-department assignments shall take place only
upon initial hire or when program needs require such assignments and
when the employee is qualified for the assignment and has been consulted
about that assignment.
- No employee shall be evaluated for retention, tenure,
promotion, Four-Year Appraisal or PAAby more than one department, specified
at the time of appointment or transfer.
- An employee with duties assigned outside the evaluating
department shall submit evaluation materials relevant to those duties;
these materials may include documentation of scholarly/professional
activity or University/community service. Such material will be considered
commensurate with the employee's assignment outside the evaluating department.
- Evaluators will use the approved Department Criteria
of the evaluating department to evaluate assignments outside of the
department.
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